raia AI Compliance Grid

🏆 Compliance Status Overview

Compliance Framework	Status	Audit Date	Next Review	Coverage
SOC 2 Type II	✅ CERTIFIED	Mar 2025	Mar 2026	100%
HIPAA/BAA Ready	✅ COMPLIANT	Jul 2025	Jul 2026	100%
GDPR	✅ COMPLIANT	Ongoing	Continuous	100%
CCPA	✅ COMPLIANT	Ongoing	Continuous	100%
ISO 27001 Aligned	✅ ALIGNED	Ongoing	Annual	100%

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🔐 Security Controls Matrix

Security Domain	Control Category	raia Status	Evidence
Access Management	Multi-Factor Authentication	✅	SOC 2 Audit
	Role-Based Access Control	✅	SOC 2 Audit
	Privileged Access Management	✅	SOC 2 Audit
	Identity Governance	✅	SOC 2 Audit
Data Protection	Encryption at Rest (AES-256)	✅	SOC 2 Audit
	Encryption in Transit (TLS 1.3)	✅	SOC 2 Audit
	Key Management (FIPS 140-2)	✅	GCP KMS
	Data Classification	✅	SOC 2 Audit
Infrastructure	Network Security	✅	SOC 2 Audit
	Vulnerability Management	✅	SOC 2 Audit
	Patch Management	✅	SOC 2 Audit
	Backup & Recovery	✅	SOC 2 Audit
Monitoring	Security Event Logging	✅	SOC 2 Audit
	Incident Response	✅	SOC 2 Audit
	Threat Detection	✅	SOC 2 Audit
	Continuous Monitoring	✅	SOC 2 Audit

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🏥 HIPAA Compliance Grid

HIPAA Safeguard	Requirement	raia Implementation	Status
Administrative	Security Management Process	Designated Security Officer, Policies	✅
	Risk Analysis & Management	Regular risk assessments, mitigation plans	✅
	Workforce Training	Security awareness, role-based training	✅
	Information Access Management	Role-based access, need-to-know principle	✅
	Security Incident Procedures	Incident response plan, breach notification	✅
	Contingency Plan	Business continuity, disaster recovery	✅
Physical	Facility Access Controls	GCP data center security	✅
	Workstation Use	Secure workstation policies	✅
	Device and Media Controls	Asset management, secure disposal	✅
Technical	Access Control	Unique user identification, automatic logoff	✅
	Audit Controls	Comprehensive logging, log protection	✅
	Integrity	PHI alteration/destruction protection	✅
	Person/Entity Authentication	Multi-factor authentication	✅
	Transmission Security	End-to-end encryption, secure protocols	✅

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🌍 Privacy Regulation Compliance

Privacy Law	Key Requirement	raia Capability	Status
GDPR (EU)	Lawful Basis for Processing	Consent management, legitimate interest	✅
	Data Subject Rights	Access, rectification, erasure, portability	✅
	Privacy by Design	Built-in privacy controls	✅
	Data Protection Impact Assessment	DPIA procedures and templates	✅
	Data Breach Notification	72-hour notification capability	✅
	Cross-Border Transfers	Standard contractual clauses	✅
CCPA (California)	Right to Know	Data inventory and disclosure	✅
	Right to Delete	Automated deletion capabilities	✅
	Right to Opt-Out	Consent withdrawal mechanisms	✅
	Non-Discrimination	Equal service regardless of privacy choices	✅
Other Regional	Data Localization	Geographic data residency controls	✅
	Consent Management	Granular consent collection and tracking	✅

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🤖 AI-Specific Compliance Grid

AI Risk Category	Control Requirement	raia Implementation	Status
Model Security	Hallucination Prevention	RAG, prompt engineering, source tracing	✅
	Prompt Injection Protection	Input validation, content filters	✅
	Model Drift Monitoring	Continuous performance tracking	✅
	Adversarial Attack Defense	Security testing, guardrails	✅
Bias & Fairness	Bias Testing	Demographic parity analysis	✅
	Fairness Metrics	Statistical fairness measures	✅
	Diverse Training Data	Representative dataset curation	✅
Explainability	Decision Transparency	Audit trails, decision logging	✅
	Model Documentation	Model cards, configuration profiles	✅
	Human Oversight	CoPilot monitoring, intervention capability	✅
Data Governance	Training Data Audit	PII/PHI detection, content review	✅
	Model IP Protection	Encryption, access controls, watermarking	✅
	Privacy Preservation	Differential privacy where applicable	✅

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🏢 Industry-Specific Compliance

Industry	Regulation/Standard	Applicability	raia Readiness
Healthcare	HIPAA	PHI processing	✅ BAA Available
	FDA 21 CFR Part 11	Electronic records	✅ Audit trails
Financial Services	SOX	Financial reporting	✅ SOC 2 coverage
	PCI DSS	Payment processing	✅ If applicable
Government	FedRAMP	Federal cloud services	🔄 GCP FedRAMP
	FISMA	Federal information systems	🔄 Via GCP
Education	FERPA	Student records	✅ Privacy controls
	COPPA	Children's privacy	✅ Age verification

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📊 Compliance Scoring Dashboard

Category	Total Requirements	Met	Compliance %	Status
Security Controls	16	16	100%	✅ EXCELLENT
HIPAA Safeguards	14	14	100%	✅ EXCELLENT
Privacy Regulations	12	12	100%	✅ EXCELLENT
AI-Specific Controls	12	12	100%	✅ EXCELLENT
Industry Standards	8	6	75%	✅ GOOD
OVERALL SCORE	62	60	97%	✅ EXCELLENT

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🎯 Quick Compliance Verification

✅ READY FOR DEPLOYMENT

• Enterprise Security: SOC 2 Type II certified

• Healthcare: HIPAA compliant with BAA

• Global Privacy: GDPR and CCPA compliant

• AI Safety: Comprehensive AI risk controls

• Infrastructure: Enterprise-grade hosting and monitoring

📋 CUSTOMER CHECKLIST

• Review SOC 2 Type II audit report

• Validate HIPAA BAA requirements (if applicable)

• Confirm privacy regulation compliance for your jurisdiction

• Assess AI-specific security controls

• Verify industry-specific requirements

📞 NEXT STEPS

1. Security Review: Schedule technical deep-dive with raia security team

2. Legal Review: Review data processing agreements and BAA terms

3. Pilot Deployment: Start with controlled pilot in non-production environment

4. Full Deployment: Scale to production with confidence

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Legend:

• ✅ Fully Compliant/Implemented

• 🔄 Inherited from Infrastructure Provider

• ⚠️ Conditional/Configurable

• ❌ Not Applicable/Not Required