# raia AI Compliance Grid
### 🏆 Compliance Status Overview
| | | | |
|---|
| Compliance Framework | Status | Audit Date | Next Review | Coverage |
| SOC 2 Type II | ✅ CERTIFIED | Mar 2025 | Mar 2026 | 100% |
| HIPAA/BAA Ready | ✅ COMPLIANT | Jul 2025 | Jul 2026 | 100% |
| GDPR | ✅ COMPLIANT | Ongoing | Continuous | 100% |
| CCPA | ✅ COMPLIANT | Ongoing | Continuous | 100% |
| ISO 27001 Aligned | ✅ ALIGNED | Ongoing | Annual | 100% |
***
### 🔐 Security Controls Matrix
| **Security Domain** | **Control Category** | **raia Status** | **Evidence** |
| --------------------- | ------------------------------- | --------------- | ------------ |
| **Access Management** | Multi-Factor Authentication | ✅ | SOC 2 Audit |
| | Role-Based Access Control | ✅ | SOC 2 Audit |
| | Privileged Access Management | ✅ | SOC 2 Audit |
| | Identity Governance | ✅ | SOC 2 Audit |
| **Data Protection** | Encryption at Rest (AES-256) | ✅ | SOC 2 Audit |
| | Encryption in Transit (TLS 1.3) | ✅ | SOC 2 Audit |
| | Key Management (FIPS 140-2) | ✅ | GCP KMS |
| | Data Classification | ✅ | SOC 2 Audit |
| **Infrastructure** | Network Security | ✅ | SOC 2 Audit |
| | Vulnerability Management | ✅ | SOC 2 Audit |
| | Patch Management | ✅ | SOC 2 Audit |
| | Backup & Recovery | ✅ | SOC 2 Audit |
| **Monitoring** | Security Event Logging | ✅ | SOC 2 Audit |
| | Incident Response | ✅ | SOC 2 Audit |
| | Threat Detection | ✅ | SOC 2 Audit |
| | Continuous Monitoring | ✅ | SOC 2 Audit |
***
### 🏥 HIPAA Compliance Grid
| **HIPAA Safeguard** | **Requirement** | **raia Implementation** | **Status** |
| ------------------- | ----------------------------- | -------------------------------------------- | ---------- |
| **Administrative** | Security Management Process | Designated Security Officer, Policies | ✅ |
| | Risk Analysis & Management | Regular risk assessments, mitigation plans | ✅ |
| | Workforce Training | Security awareness, role-based training | ✅ |
| | Information Access Management | Role-based access, need-to-know principle | ✅ |
| | Security Incident Procedures | Incident response plan, breach notification | ✅ |
| | Contingency Plan | Business continuity, disaster recovery | ✅ |
| **Physical** | Facility Access Controls | GCP data center security | ✅ |
| | Workstation Use | Secure workstation policies | ✅ |
| | Device and Media Controls | Asset management, secure disposal | ✅ |
| **Technical** | Access Control | Unique user identification, automatic logoff | ✅ |
| | Audit Controls | Comprehensive logging, log protection | ✅ |
| | Integrity | PHI alteration/destruction protection | ✅ |
| | Person/Entity Authentication | Multi-factor authentication | ✅ |
| | Transmission Security | End-to-end encryption, secure protocols | ✅ |
***
### 🌍 Privacy Regulation Compliance
| **Privacy Law** | **Key Requirement** | **raia Capability** | **Status** |
| --------------------- | --------------------------------- | ------------------------------------------- | ---------- |
| **GDPR (EU)** | Lawful Basis for Processing | Consent management, legitimate interest | ✅ |
| | Data Subject Rights | Access, rectification, erasure, portability | ✅ |
| | Privacy by Design | Built-in privacy controls | ✅ |
| | Data Protection Impact Assessment | DPIA procedures and templates | ✅ |
| | Data Breach Notification | 72-hour notification capability | ✅ |
| | Cross-Border Transfers | Standard contractual clauses | ✅ |
| **CCPA (California)** | Right to Know | Data inventory and disclosure | ✅ |
| | Right to Delete | Automated deletion capabilities | ✅ |
| | Right to Opt-Out | Consent withdrawal mechanisms | ✅ |
| | Non-Discrimination | Equal service regardless of privacy choices | ✅ |
| **Other Regional** | Data Localization | Geographic data residency controls | ✅ |
| | Consent Management | Granular consent collection and tracking | ✅ |
***
### 🤖 AI-Specific Compliance Grid
| **AI Risk Category** | **Control Requirement** | **raia Implementation** | **Status** |
| -------------------- | --------------------------- | ------------------------------------------- | ---------- |
| **Model Security** | Hallucination Prevention | RAG, prompt engineering, source tracing | ✅ |
| | Prompt Injection Protection | Input validation, content filters | ✅ |
| | Model Drift Monitoring | Continuous performance tracking | ✅ |
| | Adversarial Attack Defense | Security testing, guardrails | ✅ |
| **Bias & Fairness** | Bias Testing | Demographic parity analysis | ✅ |
| | Fairness Metrics | Statistical fairness measures | ✅ |
| | Diverse Training Data | Representative dataset curation | ✅ |
| **Explainability** | Decision Transparency | Audit trails, decision logging | ✅ |
| | Model Documentation | Model cards, configuration profiles | ✅ |
| | Human Oversight | CoPilot monitoring, intervention capability | ✅ |
| **Data Governance** | Training Data Audit | PII/PHI detection, content review | ✅ |
| | Model IP Protection | Encryption, access controls, watermarking | ✅ |
| | Privacy Preservation | Differential privacy where applicable | ✅ |
***
### 🏢 Industry-Specific Compliance
| **Industry** | **Regulation/Standard** | **Applicability** | **raia Readiness** |
| ---------------------- | ----------------------- | --------------------------- | ---------------------- |
| **Healthcare** | HIPAA | PHI processing | ✅ **BAA Available** |
| | FDA 21 CFR Part 11 | Electronic records | ✅ **Audit trails** |
| **Financial Services** | SOX | Financial reporting | ✅ **SOC 2 coverage** |
| | PCI DSS | Payment processing | ✅ **If applicable** |
| **Government** | FedRAMP | Federal cloud services | 🔄 **GCP FedRAMP** |
| | FISMA | Federal information systems | 🔄 **Via GCP** |
| **Education** | FERPA | Student records | ✅ **Privacy controls** |
| | COPPA | Children's privacy | ✅ **Age verification** |
***
### 📊 Compliance Scoring Dashboard
| **Category** | **Total Requirements** | **Met** | **Compliance %** | **Status** |
| -------------------- | ---------------------- | ------- | ---------------- | --------------- |
| Security Controls | 16 | 16 | 100% | ✅ **EXCELLENT** |
| HIPAA Safeguards | 14 | 14 | 100% | ✅ **EXCELLENT** |
| Privacy Regulations | 12 | 12 | 100% | ✅ **EXCELLENT** |
| AI-Specific Controls | 12 | 12 | 100% | ✅ **EXCELLENT** |
| Industry Standards | 8 | 6 | 75% | ✅ **GOOD** |
| **OVERALL SCORE** | **62** | **60** | **97%** | ✅ **EXCELLENT** |
***
### 🎯 Quick Compliance Verification
#### ✅ **READY FOR DEPLOYMENT**
* **Enterprise Security**: SOC 2 Type II certified
* **Healthcare**: HIPAA compliant with BAA
* **Global Privacy**: GDPR and CCPA compliant
* **AI Safety**: Comprehensive AI risk controls
* **Infrastructure**: Enterprise-grade hosting and monitoring
#### 📋 **CUSTOMER CHECKLIST**
* [ ] Review SOC 2 Type II audit report
* [ ] Validate HIPAA BAA requirements (if applicable)
* [ ] Confirm privacy regulation compliance for your jurisdiction
* [ ] Assess AI-specific security controls
* [ ] Verify industry-specific requirements
#### 📞 **NEXT STEPS**
1. **Security Review**: Schedule technical deep-dive with raia security team
2. **Legal Review**: Review data processing agreements and BAA terms
3. **Pilot Deployment**: Start with controlled pilot in non-production environment
4. **Full Deployment**: Scale to production with confidence
***
**Legend:**
* ✅ **Fully Compliant/Implemented**
* 🔄 **Inherited from Infrastructure Provider**
* ⚠️ **Conditional/Configurable**
* ❌ **Not Applicable/Not Required**
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