# raia AI Compliance Grid ### 🏆 Compliance Status Overview
Compliance FrameworkStatusAudit DateNext ReviewCoverage
SOC 2 Type II✅ CERTIFIEDMar 2025Mar 2026100%
HIPAA/BAA Ready✅ COMPLIANTJul 2025Jul 2026100%
GDPR✅ COMPLIANTOngoingContinuous100%
CCPA✅ COMPLIANTOngoingContinuous100%
ISO 27001 Aligned✅ ALIGNEDOngoingAnnual100%
*** ### 🔐 Security Controls Matrix | **Security Domain** | **Control Category** | **raia Status** | **Evidence** | | --------------------- | ------------------------------- | --------------- | ------------ | | **Access Management** | Multi-Factor Authentication | ✅ | SOC 2 Audit | | | Role-Based Access Control | ✅ | SOC 2 Audit | | | Privileged Access Management | ✅ | SOC 2 Audit | | | Identity Governance | ✅ | SOC 2 Audit | | **Data Protection** | Encryption at Rest (AES-256) | ✅ | SOC 2 Audit | | | Encryption in Transit (TLS 1.3) | ✅ | SOC 2 Audit | | | Key Management (FIPS 140-2) | ✅ | GCP KMS | | | Data Classification | ✅ | SOC 2 Audit | | **Infrastructure** | Network Security | ✅ | SOC 2 Audit | | | Vulnerability Management | ✅ | SOC 2 Audit | | | Patch Management | ✅ | SOC 2 Audit | | | Backup & Recovery | ✅ | SOC 2 Audit | | **Monitoring** | Security Event Logging | ✅ | SOC 2 Audit | | | Incident Response | ✅ | SOC 2 Audit | | | Threat Detection | ✅ | SOC 2 Audit | | | Continuous Monitoring | ✅ | SOC 2 Audit | *** ### 🏥 HIPAA Compliance Grid | **HIPAA Safeguard** | **Requirement** | **raia Implementation** | **Status** | | ------------------- | ----------------------------- | -------------------------------------------- | ---------- | | **Administrative** | Security Management Process | Designated Security Officer, Policies | ✅ | | | Risk Analysis & Management | Regular risk assessments, mitigation plans | ✅ | | | Workforce Training | Security awareness, role-based training | ✅ | | | Information Access Management | Role-based access, need-to-know principle | ✅ | | | Security Incident Procedures | Incident response plan, breach notification | ✅ | | | Contingency Plan | Business continuity, disaster recovery | ✅ | | **Physical** | Facility Access Controls | GCP data center security | ✅ | | | Workstation Use | Secure workstation policies | ✅ | | | Device and Media Controls | Asset management, secure disposal | ✅ | | **Technical** | Access Control | Unique user identification, automatic logoff | ✅ | | | Audit Controls | Comprehensive logging, log protection | ✅ | | | Integrity | PHI alteration/destruction protection | ✅ | | | Person/Entity Authentication | Multi-factor authentication | ✅ | | | Transmission Security | End-to-end encryption, secure protocols | ✅ | *** ### 🌍 Privacy Regulation Compliance | **Privacy Law** | **Key Requirement** | **raia Capability** | **Status** | | --------------------- | --------------------------------- | ------------------------------------------- | ---------- | | **GDPR (EU)** | Lawful Basis for Processing | Consent management, legitimate interest | ✅ | | | Data Subject Rights | Access, rectification, erasure, portability | ✅ | | | Privacy by Design | Built-in privacy controls | ✅ | | | Data Protection Impact Assessment | DPIA procedures and templates | ✅ | | | Data Breach Notification | 72-hour notification capability | ✅ | | | Cross-Border Transfers | Standard contractual clauses | ✅ | | **CCPA (California)** | Right to Know | Data inventory and disclosure | ✅ | | | Right to Delete | Automated deletion capabilities | ✅ | | | Right to Opt-Out | Consent withdrawal mechanisms | ✅ | | | Non-Discrimination | Equal service regardless of privacy choices | ✅ | | **Other Regional** | Data Localization | Geographic data residency controls | ✅ | | | Consent Management | Granular consent collection and tracking | ✅ | *** ### 🤖 AI-Specific Compliance Grid | **AI Risk Category** | **Control Requirement** | **raia Implementation** | **Status** | | -------------------- | --------------------------- | ------------------------------------------- | ---------- | | **Model Security** | Hallucination Prevention | RAG, prompt engineering, source tracing | ✅ | | | Prompt Injection Protection | Input validation, content filters | ✅ | | | Model Drift Monitoring | Continuous performance tracking | ✅ | | | Adversarial Attack Defense | Security testing, guardrails | ✅ | | **Bias & Fairness** | Bias Testing | Demographic parity analysis | ✅ | | | Fairness Metrics | Statistical fairness measures | ✅ | | | Diverse Training Data | Representative dataset curation | ✅ | | **Explainability** | Decision Transparency | Audit trails, decision logging | ✅ | | | Model Documentation | Model cards, configuration profiles | ✅ | | | Human Oversight | CoPilot monitoring, intervention capability | ✅ | | **Data Governance** | Training Data Audit | PII/PHI detection, content review | ✅ | | | Model IP Protection | Encryption, access controls, watermarking | ✅ | | | Privacy Preservation | Differential privacy where applicable | ✅ | *** ### 🏢 Industry-Specific Compliance | **Industry** | **Regulation/Standard** | **Applicability** | **raia Readiness** | | ---------------------- | ----------------------- | --------------------------- | ---------------------- | | **Healthcare** | HIPAA | PHI processing | ✅ **BAA Available** | | | FDA 21 CFR Part 11 | Electronic records | ✅ **Audit trails** | | **Financial Services** | SOX | Financial reporting | ✅ **SOC 2 coverage** | | | PCI DSS | Payment processing | ✅ **If applicable** | | **Government** | FedRAMP | Federal cloud services | 🔄 **GCP FedRAMP** | | | FISMA | Federal information systems | 🔄 **Via GCP** | | **Education** | FERPA | Student records | ✅ **Privacy controls** | | | COPPA | Children's privacy | ✅ **Age verification** | *** ### 📊 Compliance Scoring Dashboard | **Category** | **Total Requirements** | **Met** | **Compliance %** | **Status** | | -------------------- | ---------------------- | ------- | ---------------- | --------------- | | Security Controls | 16 | 16 | 100% | ✅ **EXCELLENT** | | HIPAA Safeguards | 14 | 14 | 100% | ✅ **EXCELLENT** | | Privacy Regulations | 12 | 12 | 100% | ✅ **EXCELLENT** | | AI-Specific Controls | 12 | 12 | 100% | ✅ **EXCELLENT** | | Industry Standards | 8 | 6 | 75% | ✅ **GOOD** | | **OVERALL SCORE** | **62** | **60** | **97%** | ✅ **EXCELLENT** | *** ### 🎯 Quick Compliance Verification #### ✅ **READY FOR DEPLOYMENT** * **Enterprise Security**: SOC 2 Type II certified * **Healthcare**: HIPAA compliant with BAA * **Global Privacy**: GDPR and CCPA compliant * **AI Safety**: Comprehensive AI risk controls * **Infrastructure**: Enterprise-grade hosting and monitoring #### 📋 **CUSTOMER CHECKLIST** * [ ] Review SOC 2 Type II audit report * [ ] Validate HIPAA BAA requirements (if applicable) * [ ] Confirm privacy regulation compliance for your jurisdiction * [ ] Assess AI-specific security controls * [ ] Verify industry-specific requirements #### 📞 **NEXT STEPS** 1. **Security Review**: Schedule technical deep-dive with raia security team 2. **Legal Review**: Review data processing agreements and BAA terms 3. **Pilot Deployment**: Start with controlled pilot in non-production environment 4. **Full Deployment**: Scale to production with confidence *** **Legend:** * ✅ **Fully Compliant/Implemented** * 🔄 **Inherited from Infrastructure Provider** * ⚠️ **Conditional/Configurable** * ❌ **Not Applicable/Not Required**